BANKING & FINANCIAL MANAGEMENT

 

Practus’s Banking and Financial Services team provides guidance in all financial areas. With an in-depth knowledge of the financial services industry, our thorough understanding of financial regulations, policies and the latest market trends helps clients get through the challenges and opportunities in this rapidly changing sector.

Our well-respected banking and financial partners develop the right business solutions and legal strategies for every client. Find out how our attorneys can help.

HOW WE HELP

As one of the most innovative and experienced Financial Services law firms in the U.S., we offer a unique breadth of experience and in-depth representation services.

The Banking & Financial Services team provides legal advice to financial institutions that are navigating the evolving risks and regulations within the market. This includes everything from government regulations to ETF conversions, to AI to FinTech, to greater customer centricity and workforce development.

  • Antitrust and Competition
  • Investment Management
  • Banking and Consumer Finance
  • Payments & Payment Systems
  • Cryptocurrency
  • Risk Management
  • Government Policy & Regulation
  • Corporate Banking, Commercial Real Estate Finance and Captive Finance
  • Asset Management Mergers & Acquisitions
  • Wealth Management and Capital Markets
  • Development Banking and Central Banking
  • Insurance
  • Trusts & Funds
  • Corporate Services

OUR BANKING & FINANCIAL SERVICES EXPERTISE INCLUDES

  • Independent Director/Trustee Counsel
  • IM Litigation & Enforcement Matters
  • Investment Advisers
  • Derivatives & Commodities
  • Financial Services Tax
  • Financial Services M&A
  • Investment Company Status
  • Regulatory Compliance
  • Collective Investment Trusts
  • Insurance Products
  • Regulatory Exams and Investigations
  • Broker-Dealers
  • Anti-Money Laundering
  • Independent Investigations
  • Securities Enforcement & Regulation
  • Custodians, Administrators, & Transfer Agents
  • Broker-Dealer Formation, Regulation & Compliance
  • Investment Adviser Formation, Regulation & Compliance
  • Ongoing Compliance Services for Investment Advisers and Broker-Dealers
  • Outsourced Chief Compliance Officer & Anti-Money Laundering Officer Services
  • Registered & Unregistered Investment Companies (i.e. Mutual Funds, Exchange-Traded Funds & Closed-End Funds)
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GET TO KNOW OUR FINANCIAL MANAGEMENT ATTORNEYS

Our Banking and Financial Services Sector team includes legal specialists that regularly advise both the public and private sector on a range of key regulatory matters.

Todd Anderson
Todd Anderson
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Karen A. Aspinall
Karen A. Aspinall
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Tina H. Bloom
Tina H. Bloom
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Wade Bridge
Wade Bridge
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Steven G. Cravath
Steven G. Cravath
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Robert Elwood
Robert Elwood
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Robert Fried
Robert Fried
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J. Stephen King, Jr.
J. Stephen King, Jr.
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Bernard Kornberg
Bernard Kornberg
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Soledad Lamas
Soledad Lamas
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Christopher J. Lange
Christopher J. Lange
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Beth Lebowitz
Beth Lebowitz
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John H. Lively
John H. Lively
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Duane H. Mathiowetz
Duane H. Mathiowetz
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Diane B. Melnick
Diane B. Melnick
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Kirk A. Montgomery
Kirk A. Montgomery
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Robert Moreiro
Robert Moreiro
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Jorge O’Reilly
Jorge O’Reilly
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Richard Pasquier
Richard Pasquier
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John F. Ramirez
John F. Ramirez
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Andrea J. Shaw
Andrea J. Shaw
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John C. Swhear
John C. Swhear
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LET’S WORK TOGETHER

We take on complex and challenging legal matters with an elite team of attorneys. Get in touch with our Practus Partners and let’s get started in helping you or your organization.

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