PRACTUS NEWS

Practus Perspective is a periodic journal of Practus news and viewpoints across a range of legal issues.


FINRA Enforcement After Smith v. SEC: What the Sixth Circuit’s Jarkesy Roadmap Means for Broker-Dealers 

Michael Greene Helps Broker-Dealer Navigate FINRA Enforcement Action

Timothy Spangler and Steven Young Published in California’s Daily Journal

Six Minutes with… John Grady

How Intentional Collaboration Redefines Holistic Legal Services at Modern Law Firms 

SEC Risk Alert Puts Adviser Economic Conflicts Front and Center

Elliot Belilos Named to Arlington Senior Babe Ruth Board of Directors

What the SEC’s DiPaola Opinion Means for FINRA Rule 8210 Requests 

SpaceX and the SPV Effect – What Investors Need to Know

Financial Times Quotes Timothy Spangler on Digital Investor Access to U.S. Tech IPOs

Tokenization Is Moving Into the Mainstream—What Fund Boards Need to Know Now

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