PRACTUS NEWS

Practus Perspective is a periodic journal of Practus news and viewpoints across a range of legal issues.

 Practus News
SEP 04, 2026

Practus Partners with Intapp to Expand Integrated Data and AI-Enabled Technology Platform

 Legal Insights
AUG 31, 2026

FINRA 2026 Industry Snapshot: Broker-Dealer Compliance Risks from Dual Registration, 0DTE Options, Extended-Hours Trading and Margin Growth

 Practus News
AUG 27, 2026

Practus Secures Six-Figure Recovery for Minority Shareholder Through Strategic, Cost-Conscious Resolution

 Legal Insights
AUG 27, 2026

The UBS AML Settlements: Broker-Dealer Lessons From a Four-Regulator Resolution

 Practus News
AUG 25, 2026

Ray Holst and Karen Aspinall to Discuss Section 351 ETF Formation in MFDF Webinar

 Legal Insights
AUG 21, 2026

FINRA’s Reid & Rudiger Case: Excessive Trading, Reg BI and Broker-Dealer Supervisory Accountability

 People of Practus
AUG 21, 2026

Six Minutes with… Nikki Salgat

 Practus News
AUG 20, 2026

Nine Practus Attorneys Clinch 2027 Best Lawyers in America®

 Practus News
AUG 14, 2026

Getting the Deal Done When the Pressure Was On

 Legal Insights
AUG 11, 2026

SEC’s Default E-Delivery Proposal Shifts the Focus from Consent to Compliance Controls

 Legal Insights
AUG 06, 2026

What Happened with Suno in Germany?

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