Robert Moreiro

Robert Moreiro

Partner
Washington, D.C.
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ABOUT

Robert has over 20 years of considerable experience in financial services, advising Registered Investment Advisers and Broker-Dealers regarding regulatory and compliance issues. With a deep understanding of the federal securities laws, Robert provides Registered Investment Advisers and Broker-Dealers comprehensive and diverse services relating to all aspects of the federal securities laws, FINRA rules, and BSA/AML regulations. He has represented Registered Investment Advisers, Broker-Dealers, and associated persons being examined, investigated, and prosecuted by the SEC, FINRA, other self-regulatory organizations and state regulators. He has assisted several Registered Investment Advisers in establishing SEC and/or state registration including drafting and filing all of the required documentation plus creating required compliance policies and procedures.

With an undergraduate degree from the University of Florida, Robert loves spending time with his wife in the swamp (otherwise known as the Ben Hill Griffin Stadium) cheering on his beloved Florida Gators. He also enjoys cooking; he makes a mean Paella.

PRACTICE AREAS

ADMISSIONS

  • District of Columbia 2003
  • New York 2008

LANGUAGE

  • English
  • Spanish

EDUCATION

Seton Hall University School of Law
Graduate Certificate in Financial Services Compliance
Georgetown University Law Center
LL.M., Securities & Financial Regulation
University of Miami
J.D.
University of Miami
M.P.Acc.
University of Miami
M.B.A., Finance
University of Florida
B.S.B.A., Finance

FUN FACTS

FAVORITE QUOTE

Favorite Quote

“Success is not final; failure is not fatal: It is the courage to continue that counts.” 

Winston Churchill
  • Favorite Book
    Favorite Book

    American Assassin by Vince Flynn

  • Favorite Song
    Favorite Song

    “I Won’t Back Down” by Tom Petty

  • Favorite Movie
    Favorite Movie

    Rocky

  • Favorite Vacation
    Favorite Vacation

    Hawaii

  • Favorite Meal
    Favorite Meal

    Churrasco

  • Favorite Artist
    Favorite Artist

    Picasso

ALTERNATE CAREER PATH

Alternate Carrer Path

If I weren’t a lawyer, realistically speaking, I would be in finance in some capacity; however, reality aside, I would love to have been a restaurateur.

PRACTICE AREAS

ADMISSIONS

  • District of Columbia 2003
  • New York 2008

LANGUAGE

  • English
  • Spanish

EDUCATION

Seton Hall University School of Law
Graduate Certificate in Financial Services Compliance
Georgetown University Law Center
LL.M., Securities & Financial Regulation
University of Miami
J.D.
University of Miami
M.P.Acc.
University of Miami
M.B.A., Finance
University of Florida
B.S.B.A., Finance

CONNECT WITH ME

At Practus, we handle complex and challenging legal matters. I look forward to talking to you about how we can best meet your goals.

CONTACT ME
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