Robert Moreiro

Robert Moreiro

Partner
Jacksonville, FL
DOWNLOAD vCARD

ABOUT

Robert has close to 20 years of considerable experience in financial services, advising registered investment advisers and broker-dealers regarding regulatory and compliance issues. With a deep understanding of the federal securities laws, Robert provides registered investment advisers, broker-dealers, and other financial institutions comprehensive and diverse services relating to all aspects of the federal securities laws, FINRA rules, and BSA/AML and OFAC regulations. He has represented registered investment advisers, broker-dealers, and individuals being examined, investigated, and prosecuted by the SEC, FINRA, other self-regulatory organizations and state regulators. He has assisted several clients in establishing SEC and state registered investment advisers including drafting and filing all of the required documentation including creating the compliance program plus all applicable policies and procedures.

With an undergraduate degree from the University of Florida, Robert loves spending time with his wife in the swamp (otherwise known as the Ben Hill Griffin Stadium) cheering on his beloved Florida Gators. He also enjoys cooking, he makes a mean Paella, and playing with his three small dogs – a Maltese, Shih Tzu, and Yorkie.

 

PRACTICE AREAS

ADMISSIONS

  • District of Columbia 2003
  • New York 2008

LANGUAGE

  • English
  • Spanish

EDUCATION

Georgetown University Law Center
LL.M., Securities & Financial Regulation
University of Miami
J.D.
University of Miami
M.B.A., Finance
University of Miami
M.P.Acc.
University of Florida
B.S.B.A., Finance

FUN FACTS

FAVORITE QUOTE

Favorite Quote

“Success is not final; failure is not fatal: It is the courage to continue that counts.” 

Winston Churchill
  • Favorite Book
    Favorite Book

    American Assassin by Vince Flynn

  • Favorite Song
    Favorite Song

    “I Won’t Back Down” by Tom Petty

  • Favorite Movie
    Favorite Movie

    Rocky

  • Favorite Vacation
    Favorite Vacation

    Hawaii

  • Favorite Meal
    Favorite Meal

    Churrasco

  • Favorite Artist
    Favorite Artist

    Picasso

ALTERNATE CAREER PATH

Alternate Carrer Path

If I weren’t a lawyer, realistically speaking, I would be in finance in some capacity; however, reality aside, I would love to have been a restaurateur.

PRACTICE AREAS

ADMISSIONS

  • District of Columbia 2003
  • New York 2008

LANGUAGE

  • English
  • Spanish

EDUCATION

Georgetown University Law Center
LL.M., Securities & Financial Regulation
University of Miami
J.D.
University of Miami
M.B.A., Finance
University of Miami
M.P.Acc.
University of Florida
B.S.B.A., Finance

CONNECT WITH ME

At Practus, we handle complex and challenging legal matters. I look forward to talking to you about how we can best meet your goals.

CONTACT ME
triangle-pattern-right
Search Icon