Robert Moreiro

Robert Moreiro

Partner
Washington, D.C.

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FINRA Revises Its Sanctions Guidelines
FINRA Revises Its Sanctions Guidelines
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BDs And RIAs Need To Ensure That They Are Complying With Reg S-P
BDs And RIAs Need To Ensure That They Are Complying With Reg S-P
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SEC Issues Risk Alert on New Investment Adviser Marketing Rule
SEC Issues Risk Alert on New Investment Adviser Marketing Rule
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At Practus, we handle complex and challenging legal matters. I look forward to talking to you about how we can best meet your goals.

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