FINANCIAL SERVICES

The Investment Management attorneys at Practus have extensive experience in the creation and administration of innovative investment strategies and services. 

As the investment management industry and our clients have evolved, so have we, by adding attorneys with experience in emerging areas such as next-generation exchange-traded products, Commodity Futures Trading Commission (CFTC) regulation, and derivatives trading.

From some of the biggest names in the industry to boutique businesses, the team at Practus advises a range of clients encompassing insurance companies, investment advisers, institutional investors, service providers, and public and private funds. 

Count on our financial services team to help achieve your goals.

 

Types Of Transactions And Services:

  • Registered & Unregistered Investment Companies, including Mutual Funds, Exchange-Traded Funds, & Closed-End Funds
  • Independent Director/Trustee Counsel
  • Investment Advisers
  • Derivatives & Commodities
  • Financial Services Tax
  • Custodians, Administrators, & Transfer Agents
  • IM Litigation & Enforcement Matters
  • Financial Services M&A
  • Investment Company Status
  • Regulatory Compliance
  • Collective Investment Trusts
  • Insurance Products
  • Regulatory Exams

Financial Services Attorneys:


Alexandra Alberstadt, Practus, LLP Partner
Alexandra Alberstadt, Practus, LLP Partner
Alexandra Alberstadt

Partner

(332) 333-1979
Full Bio
tina bloom headshot
tina bloom headshot
Tina H. Bloom

Partner

(513) 708-6391
Full Bio
wade bridge
wade bridge
Wade Bridge

Partner

(513) 304-5605
Full Bio
partner ethan corey headshot
partner ethan corey headshot
Ethan Corey

Partner

(301) 580-6489
Full Bio
Steven G. Cravath

Partner

(240) 338-2220
Full Bio
Practus Partner Ken Earley
Practus Partner Ken Earley
Kenneth R. Earley

Partner

(617) 865-1870
Full Bio
robert elwood headshot
robert elwood headshot
Robert Elwood

Partner and Co-Founder

(484) 477-2729
Full Bio
headshot of john grady smiling
headshot of john grady smiling
John Grady

Partner

(484) 730-8535
Full Bio
practus
practus
Bo James Howell

Partner

(509) 279-8202
Full Bio
Steve King Practus Partner
Steve King Practus Partner
J. Stephen King

Partner

(949) 245-2700
Full Bio
john lively headshot
john lively headshot
John H. Lively

Managing Partner and Founder

(913) 660-0778
Full Bio
Kirk A. Montgomery

Partner

(770) 630-1997
Full Bio
jorge - practus
jorge - practus
Jorge O’Reilly

Partner

+549 (114) 439-6120
Full Bio
John Ramirez - Practus
John Ramirez - Practus
John Ramírez

Partner

(917) 805-1818
Full Bio
attorney andrea j. shaw
attorney andrea j. shaw
Andrea J. Shaw

Partner

(207) 512-2683
Full Bio
John Swhear - Practus
John Swhear - Practus
John C. Swhear

Partner

(317) 833-7859
Full Bio

LET'S TALK!

For more information,
fill out the form or contact
Stephanie Recupero
(240) 206-6027 Email

Practus, LLP