Steve is a nationally-known Investment Company Act lawyer who has practiced in the financial services industry for more than 30 years. His breadth of experience covers all aspects of the mutual fund industry including the formation and regulation of open-end and closed-end registered investment companies, multi-class funds and master-feeder funds, exchange traded funds and investment advisers. Steve currently serves as Fund counsel to mutual fund companies as well as representing independent boards of directors and trustees of both open-end and closed-end fund companies. He has assisted with complex mergers and acquisitions of both common and collective mutual funds, provided comprehensive compliance counseling and ongoing supervision of compliance programs for both mutual funds and investment advisers.
The Grinch (with Jim Carey)
Any beach town close to a golf course
Anything with meat
If I weren’t a lawyer, I would be a Computer Analyst, not enjoying it, would prefer Chef, or professional golfer, also not good enough at.
At Practus, we handle complex and challenging legal matters. I look forward to talking to you about how we can best meet your goals.CONTACT ME