Gino Malaspina has spent over three decades in the investment management industry, including the last fourteen as an attorney. His experience includes providing legal and regulatory services and board governance support to investment companies and representing investment company clients in matters concerning the Investment Company Act of 1940, and other federal securities laws.
In his most recent role as Senior Counsel with State Street Corporation, Gino supported an affiliated investment adviser’s mutual fund and ETF family.
Having served as Chief Compliance Officer to investment companies and investment advisers, Gino is well versed in providing on-site reviews of compliance functions for funds and advisers, preparing fund and adviser compliance policies and procedures, and compliance reports for fund Boards and management. Gino also updates management about new securities laws and related rules and how they affect their business.
When Gino is not working, you’ll likely find him enjoying some time at the beach or at a Portland Symphony Orchestra concert, or maybe a Sea Dogs game!
“It ain’t over ‘til it’s over”
by David McCullough
Moonlight Sonata, Beethoven
Living in Vacationland
Any of my Mom’s Italian dishes…..
If I weren’t a lawyer, I’d be an usher at the ballpark.
At Practus, we handle complex and challenging legal matters. I look forward to talking to you about how we can best meet your goals.CONTACT ME