Wade has over 19 years experience assisting clients with corporate securities and investment-related initiatives. In that time, Wade has drawn on his experience with regulatory, compliance, corporate governance and other matters relating primarily to U.S. registered open-end investment companies, registered investment advisers, administrators, transfer agents and broker-dealers. Before serving as Counsel with the 1940 Act Law Group, Wade was Vice President, Director of Fund Administration at Ultimus Fund Solutions, LLC, where he co-managed the Legal and Fund Administration department and was responsible for over 200 funds with more than $50 billion in assets and was also a Vice President for Ultimus Fund Distributors, LLC.
In Wade's down time, he enjoys biking, playing golf and spending time with his family and friends. And, if you're interested in a great murder mystery, ask Wade. A connoisseur of "who-done-its", he'll recommend a book without giving away the ending (the butler did it, BTW).