Kirk has extensive securities and corporate legal experience in regulatory, governance and risk management matters. For over 30 years, he has specialized in public securities offerings, private equity transactions, private placements, joint ventures, broker dealers, registered investment advisers, family offices and international capital offerings and advisers. Kirk is also a well respected adviser on matters of alternative investment capital raising, operations and valuations, including SEC, FINRA and state securities compliance parameters and procedures.
“Never mistake activity with achievement.”
“Waters of March” by Antonio Carlos Jobin
Raising Arizona
Florence, Italy
Barbara Montgomery, my daughter
If I weren’t a lawyer, I would be a concert promoter.
Kirk has extensive securities and corporate legal experience in regulatory, governance and risk management matters. For over 30 years, he has specialized in public securities offerings, private equity transactions, private placements, joint ventures, broker dealers, registered investment advisers, family offices and international capital offerings and advisers. Kirk is also a well respected adviser on matters of alternative investment capital raising, operations and valuations, including SEC, FINRA and state securities compliance parameters and procedures.
Before joining Practus, Kirk previously served as Head of Regulatory Affairs and General Counsel/Chief Compliance Officer for CNL Financial Group for their multi-billion dollar Business Development Companies. He was also the General Counsel and Head of Risk Management at Wells Real Estate Funds for three multi-billion dollar REITs and real estate private placements.
Kirk has held executive positions with some of the largest broker dealers, REITs, business development companies, mutual funds, private equity funds and their sponsors including Prudential Investment Group, FSC Securities Corp., and Federated Funds Group.
Alternative Investments, Private Placements, Broker Dealers, Registered Investment Advisers, Investment Management, NAV Securities, REITs, Business Development Companies and closed end funds, Regulatory, Governance, Risk Management, Public Security offerings, Private Equity Transactions, SEC, FINRA
Worked with multiple investment sponsors through distinct phases of initial fund design, capital markets strategies, asset management and ultimate exit implementation, including exchange listings for multi-billion dollar REITs and Business Development Companies.
At Practus, we handle complex and challenging legal matters. I look forward to talking to you about how we can best meet your goals.
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