Thomas G. Sheehan

Thomas G. Sheehan

Portland, ME


Prior to joining Practus, Tom served as, 

  • An attorney in private practice in Portland Maine
  • Counsel, managing director, director of relationship management, and director of business development for Citi Global Transaction Services and its acquired predecessor, Forum Financial Group. There he helped create and service investment funds and consulted strategically on new fund start-ups and product development 
  • Senior counsel in the Office of the General Counsel and senior counsel in the Division of Investment Management, Office of Enforcement Liaison and Office of Investment Company Regulation at the US Securities and Exchange Commission in Washington, D.C.
  • An attorney in private practice in Washington, D.C.

Tom Sheehan specializes in:

  • Mutual fund corporate governance matters
  • Serving as counsel to asset managers and pooled funds of all sizes
  • The development, implementation, and oversight of compliance programs for investment managers and funds
  • Investment adviser regulation 
  • Service provider contract negotiations
  • Fund creation and registration


At Practus, we handle complex and challenging legal matters. I look forward to talking to you about how we can best meet your goals.

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