Partner
Indianapolis, IN
John has served as chief compliance officer and legal counsel for various investment advisers, broker-dealers, mutual fund series trusts, mutual fund service providers and insurance companies including Ultimus Fund Solution and OneAmerica.
Mutual Funds, Investment Advisers, Broker-Dealers, Compliance, federal securities law, CCO services, intellectual property, insurance, privacy and cybersecurity, Securities Act of 1933, Securities Exchange Act of 1934, Investment Company Act of 1940, Investment Advisers Act of 1940
John has served as chief compliance officer and legal counsel for various investment advisers, broker-dealers, mutual fund series trusts, mutual fund service providers and insurance companies including Ultimus Fund Solution and OneAmerica.
Mutual Funds, Investment Advisers, Broker-Dealers, Compliance, federal securities law, CCO services, intellectual property, insurance, privacy and cybersecurity, Securities Act of 1933, Securities Exchange Act of 1934, Investment Company Act of 1940, Investment Advisers Act of 1940
At Practus, we handle complex and challenging legal matters. I look forward to talking to you about how we can best meet your goals.
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