FINRA Knocked on their door, Robert Moreiro Helped Them Answer 

MAR 12, 2025 | PRACTUS LLP

FINRA Knocked on their door, Robert Moreiro Helped Them Answer 

Authored by Carol Rose

Practus achieved a great result for our client dealing with an investigation by the Financial Industry Regulatory Authority (FINRA). Robert Moreiro guided the client through an almost two-year investigation that involved numerous documents and information requests, along with on-the-record interviews. FINRA just announced it is closing the investigation and taking no further action.   

The Authors

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