J. Stephen King, Jr.

J. Stephen King, Jr.

Partner
Los Angeles, CA
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SEC Proposes Amendments to Money Market Fund Rules
SEC Proposes Amendments to Money Market Fund Rules
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SEC Adopts Fund Valuation Rule
SEC Adopts Fund Valuation Rule
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OCIE Observations: Investment Adviser Compliance Programs
OCIE Observations: Investment Adviser Compliance Programs
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PRESS

Mergers and Acquisitions of Investment Managers: Assignment of Investment Advisory Agreements, (coauthor with J. Rand and M. Carty) – The Investment Lawyer, June 2002, Vol. 9, No. 6 edition.


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