Alex Alberstadt’s Mutual Fund To ETF Interview On Nasdaq #TradeTalks

Practus LLPLegal Insights, Practus News

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Nasdaq #TradeTalks: Q&A with Financial Services Attorney Alex Alberstadt About The Video With the U.S. Securities and Exchange Commission (SEC) filing the first ever mutual fund to ETF (exchange traded fund) conversion on behalf of Guinness Atkinson Asset Management & SmartETFs, Practus Partner Alex Alberstadt speaks with Jill Malandrino of Nasdaq#TradeTalks​ about her monumental role in leading the transaction in this … Read More

Alexandra Alberstadt Discusses First Mutual Fund to ETF Conversion

Practus LLPLegal Insights, Practus News

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The First Ever Mutual Fund to ETF Conversion Has Been Accepted by the SEC  A Q&A With The Lead Attorney, Alexandra Alberstadt Practus, LLP, announced the effectiveness of certain filings with the Securities and Exchange Commission that will allow for the first ever mutual fund to exchange-traded-fund (ETF) conversion on behalf of client Guinness Atkinson Asset Management and SmartETFs, its family of exchange-traded … Read More

The First Mutual Fund to ETF Conversion on Behalf of SmartETFs is Underway

Practus LawLegal Insights, Practus News

Innovative Merger of ETF and Mutal Fund Strategies

Practus, LLP Announces that the First Mutual Fund to ETF Conversion on Behalf of SmartETFs is Underway Innovative Merger of Fund Strategies Is a Milestone for the Asset Management Industry WASHINGTON, D.C., March 2, — Practus, LLP, a virtual law firm with an innovative approach to client service and cutting-edge legal work, today announced the effectiveness of certain filings with … Read More

Practus Attorneys Wrap Up 2020 With Several News Features

Practus LawLegal Insights, Practus News

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Practus Partners Share Insight On Key Legal Topics Alex Alberstadt & Bob Elwood Quoted in the Financial Times & Ignites Article: Mutual Fund Conversions to ETFs Pose Challenge Publications: Financial Times &Ignites Author: David Isenberg Published: December 22, 2020 Featured Attorney: Alex Alberstadt, Bob Elwood Practus Partner, Alex Alberstadt,  and Practus Co-Founder, Bob Elwood, were both featured in a December 21st … Read More

Partner, John Grady’s Interview on NASDAQ Trade Talks

Practus LLPLegal Insights, Practus News

NASDAQ TRADE TALKS PROMO

Watch John Grady Share Legal Insights to NASDAQ Trade Talks John Grady on Alternative Investments, Semi-transparent ETFs & ESG funds Practus Partner, John Grady sits down with NASDAQ Trade Talks Global Markets Reporter, Jill Malandrino.  John discusses the latest developments impacting institutional and retail investors, including semi-transparent ETFs and ESG funds.  His experience as a lawyer and as a business … Read More

Pressure Mounts on SEC to Set Standards

Rick PasquierLegal Insights, Practus NewsLeave a Comment

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Pressure Mounts on SEC to Set Standards for “Environmental, Social, Governance” Corporate Disclosure and Fund Investment Styles What Can We Expect? Before I joined Practus LLP, I served for 18 years as in-house counsel to leading global firms in the chemical industry.  Over the years I was struck by the great number of products and technologies that were pitched as … Read More

Read Ethan Corey’s Article in the May edition of The Investment Lawyer

Ethan CoreyLegal Insights, Practus NewsLeave a Comment

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The Investment Lawyer:  Covering Legal and Regulatory Issues of Asset Management Prospectus Delivery Obligations, Regulation Best Interest and the Buried Facts Doctrine: Has the SEC Changed the Time When Prospectuses Must Be Delivered? The SEC’s Regulation Best Interest will require a broker-dealer to provide a retail customer with information about the material fees and cost the customer will incur and … Read More